Compliance Consulting - Cordium

Stay compliant with consulting and support services with Cordium.

Compliance challenges can come from many different directions. Sometimes, they come from the outside – such as regulatory change, escalating threats of enforcement action, supervisory demands, or from institutional investors. Other times the challenges are more internal – problematic processes or documentation, lack of specialist expertise, or requests from key stakeholders.

Today’s Chief Compliance Officers often choose to work with outside experts on portions – small or larger – of day-to-day activities. This flexible approach ensures compliance requirements are fulfilled in a way that optimizes time and resources for the organization. Whether an organization is looking to meet a specific ongoing compliance need, or wishes to collaborate more broadly across a range of compliance requirements, Cordium can help. For more than two decades, Cordium consultants have applied a wide range of skills and expertise – compliance, legal, and operations –  to meet the specific ongoing needs of organizations.

Cordium’s unique approach – bringing together consulting services with software – helps organizations think more strategically about how compliance can enhance the future strategy of the overall business.

Specific services that an ongoing relationship could include:

  • Deliver proactive advice and business monitoring
  • Provide ad hoc advice on regulatory change
  • Design, implement and embed a compliance infrastructure using a risk based approach
  • Review, update and benchmark any existing compliance policies and procedures
  • Help maintain compliance policies and procedures
  • Provide regulatory compliance monitoring support and/or assistance
  • Train staff on compliance and regulatory matters
  • Conduct an annual mock inspection/audit which includes a thematic based approach to hot regulatory topics
  • Assist with any regulatory correspondence and inquiries

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