FCA Consults on MiFID II Application to Occupational Pension Scheme (OPS) Managers

Apr 7, 2017

Topics: Compliance |

The FCA has published a consultation paper which confirms the intention to require Occupational Pension Scheme (OPS) firms to implement MiFID II standard rules covering conflicts and payment for research, best execution and telephone taping.

Our Senior Consultants have produced and an Occupational Pension Scheme MiFID II Briefing Note-1 covering the main proposals that affect OPS managers.

To discuss any of the details in this update or to if you would like us to assist you further information on the consultation paper, please contact Sarah Donnelly or call 020 3141 9658.

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