Tackling regulatory change in Hong Kong
With increasing changes on the horizon for investment firms in Hong Kong, there is a growing need for firms to evolve their compliance approaches.
Our Managing Director in Asia, Derek McGibney, discusses how a risk-based approach to governance, risk and compliance can help small-to-medium sized firms ensure they have a robust operational framework that evolves with these changes.
The article examines the implications of the Securities and Futures Commission’s Manager in Charge regime and the augmented accountability of senior management.
Please click here to view the full article.