Whitepaper | Cordium Regulatory Summit New York

Dec 5, 2017

Cordium brought together industry experts from the investment management community  in NYC to share their thoughts about what is happening “on the ground” when it comes to the key regulatory challenges firms face.

Topics discussed included:

  • How the SEC is changing the way it’s examining and disciplining firms
  • What types of issues supervisors are picking up on around MNPI
  • Where firms need to focus attention when it comes to cybersecurity
  • Why RegTech is an essential part of the future for compliance teams

Click here to download our whitepaper for a summary of the Summit.